SEC Proposed Rules and Comment Deadlines Tracker (2026)

Last updated: 17 October 2026 Which SEC proposals can you still comment on, and when do the windows close? We pulled every Securities and Exchange Commission document in the Federal Register’s proposed-rule category for 2026 and sorted them by deadline.

Key findings · Federal Register, 17 Oct 2026

Comments on the SEC’s Regulation Crypto Assets close on Tuesday 20 October 2026. The proposal, published 21 August (Federal Register 2026-17183, file S7-2026-27), would set up a tailored offering regime for certain crypto-asset investment contracts.

The Federal Register lists 25 SEC documents in its proposed-rule category so far in 2026 (to 17 Oct). 17 are proposed rules, 2 are proposed rescissions, 4 joint SEC-CFTC documents, plus one concept release and one notice.

10 are open for comment today, with deadlines from 20 October to 14 December 2026. 14 have closed.

For active traders, the ones to watch are the crypto rules, the plan to scrap Regulation NMS’s trade-through rule, the review of the Consolidated Audit Trail and the joint SEC-CFTC request on margining stocks and futures together. All four are listed below.

Open for comment now

Comments closeProposalSEC file no.Published
20 Oct 2026Regulation Crypto Assets
New offering rules for crypto-asset investment contracts
S7-2026-2721 Aug 2026
2 Nov 2026Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
Would allow US futures on EU-issued bonds
S7-2026-292 Sep 2026
3 Nov 2026Transfer Agent RulesS7-2026-304 Sep 2026
9 Nov 2026Political Contributions by Certain Investment AdvisersS7-2026-3110 Sep 2026
20 Nov 2026Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4S7-2026-3221 Sep 2026
20 Nov 2026Proxy Solicitation ModernizationS7-2026-3321 Sep 2026
4 Dec 2026Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development CompaniesS7-2026-345 Oct 2026
7 Dec 2026Investment Adviser Performance-Based Compensation ModernizationS7-2026-286 Oct 2026
7 Dec 2026Adviser and Regulated Fund Custody Rules; Crypto Custody Rules
Custody rules for funds and advisers, including crypto
S7-2026-356 Oct 2026
14 Dec 2026Investment Company Cross TradingS7-2026-3615 Oct 2026

Deadlines are the dates printed in each Federal Register notice. Comments go to the SEC by its online form or by email to [email protected], quoting the file number. The SEC publishes comments it receives.

Proposals that touch trading

Most 2026 SEC proposals deal with funds, advisers and company reporting. These are the ones we think matter more to people who trade, including futures traders, since several are joint with the CFTC.

ProposalWhat it doesComments closed / closeStatus
Adviser and Regulated Fund Custody Rules; Crypto Custody RulesCustody rules for funds and advisers, including crypto7 Dec 2026Open
Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those SecuritiesWould allow US futures on EU-issued bonds2 Nov 2026Open
Regulation Crypto AssetsNew offering rules for crypto-asset investment contracts20 Oct 2026Open
Electronic Delivery of Information Under the Federal Securities LawsElectronic delivery of documents without prior consent21 Sep 2026Closed
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and DerivativesWays to margin securities and futures positions together31 Aug 2026Closed
Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative ComplianceWhere the line between SEC and CFTC products should sit24 Aug 2026Closed
Joint Request for Comment on Swap and Security-Based Swap Data ReportingSwap data reporting changes24 Aug 2026Closed
The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMSWould remove the trade-through rule and locked/crossed quote rules for NMS stocks17 Aug 2026Closed
Form PF; Reporting Requirements for All FilersPrivate-fund reporting form, including CPOs and CTAs23 Jun 2026Closed
Concept Release on Consolidated Audit Trail and Other Audit Trails and Data SourcesReview of the Consolidated Audit Trail that tracks stock and options orders22 Jun 2026Closed
Publication or Submission of Quotations Without Specified InformationNarrows the off-exchange quotation rule to equities18 May 2026Closed

Every SEC proposal in the Federal Register in 2026

PublishedProposalTypeFile no.Comments closeStatus
15 Oct 2026Investment Company Cross TradingProposed ruleS7-2026-3614 Dec 2026Open
6 Oct 2026Investment Adviser Performance-Based Compensation ModernizationProposed ruleS7-2026-287 Dec 2026Open
6 Oct 2026Adviser and Regulated Fund Custody Rules; Crypto Custody RulesProposed ruleS7-2026-357 Dec 2026Open
5 Oct 2026Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development CompaniesProposed ruleS7-2026-344 Dec 2026Open
21 Sep 2026Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4Proposed ruleS7-2026-3220 Nov 2026Open
21 Sep 2026Proxy Solicitation ModernizationProposed ruleS7-2026-3320 Nov 2026Open
10 Sep 2026Political Contributions by Certain Investment AdvisersProposed rescissionS7-2026-319 Nov 2026Open
4 Sep 2026Transfer Agent RulesProposed ruleS7-2026-303 Nov 2026Open
2 Sep 2026Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those SecuritiesProposed ruleS7-2026-292 Nov 2026Open
21 Aug 2026Regulation Crypto AssetsProposed ruleS7-2026-2720 Oct 2026Open
21 Jul 2026Electronic Delivery of Information Under the Federal Securities LawsProposed ruleS7-2026-2521 Sep 2026Closed
30 Jun 2026Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and DerivativesJoint SEC-CFTC request for commentS7-2026-2331 Aug 2026Closed
24 Jun 2026Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative ComplianceJoint SEC-CFTC request for commentS7-2026-2124 Aug 2026Closed
24 Jun 2026Joint Request for Comment on Swap and Security-Based Swap Data ReportingJoint SEC-CFTC request for commentS7-2026-2224 Aug 2026Closed
17 Jun 2026The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMSProposed ruleS7-2026-2017 Aug 2026Closed
3 Jun 2026Rescission of Climate-Related Disclosure RulesProposed rescissionS7-2026-193 Aug 2026Closed
26 May 2026Registered Offering ReformProposed ruleS7-2026-1727 Jul 2026Closed
21 May 2026Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting CompaniesProposed ruleS7-2026-1820 Jul 2026Closed
7 May 2026Semiannual ReportingProposed ruleS7-2026-156 Jul 2026Closed
24 Apr 2026Form PF; Reporting Requirements for All FilersJoint SEC-CFTC proposalS7-2026-1323 Jun 2026Closed
20 Apr 2026Concept Release on Consolidated Audit Trail and Other Audit Trails and Data SourcesConcept releaseS7-2026-1222 Jun 2026Closed
31 Mar 2026Performance-Based Investment Advisory FeesNotice of intended order—No comment period
19 Mar 2026Publication or Submission of Quotations Without Specified InformationProposed ruleS7-2026-0818 May 2026Closed
23 Feb 2026Form N-PORT ReportingProposed ruleS7-2026-0524 Apr 2026Closed
12 Jan 2026"Small Business" and "Small Organization" Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility ActProposed ruleS7-2026-0113 Mar 2026Closed

How this fits with our CFTC tracker

The CFTC side, including its own crypto-asset market proposals, is on our CFTC rulemaking and comment-period tracker. The joint SEC-CFTC documents appear on both. For the end of the $25,000 day-trading minimum, which came through FINRA rather than an SEC proposal, see our FINRA intraday margin page. For trading-day timing, see the news trading calendar.

Download the dataCSV: all 25 SEC proposed-rule documents published in 2026, with file numbers, comment deadlines and status on 17 Oct 2026.
Download CSV ↓

Sources

Method

We list every document the Federal Register files under Proposed Rule with the SEC as an agency, including joint SEC-CFTC requests, a concept release and one notice. Comment deadlines and file numbers are as printed in each notice.

Status compares the comment deadline with 17 October 2026. The “proposals that touch trading” list is our editorial selection, not an SEC category.

Caveats

The SEC can extend or reopen a comment period by later notice, and some deadlines run from Federal Register publication. Check the notice before relying on a date.

SEC proposals released but not yet printed in the Federal Register aren’t included.

A proposal is not a rule. Many change or never get adopted.

How to cite this

How to cite · CC BY 4.0

Prop Data Lab, “SEC Proposed Rules and Comment Deadlines Tracker”, updated 17 October 2026, https://propdatalab.com/sec-proposed-rules-comment-deadlines/

The table and the CSV are free to reuse under CC BY 4.0: copy, chart or republish them, commercial use included, as long as you link back to this page. Source data from the Federal Register (US government work).

Common questions

When do comments on SEC Regulation Crypto Assets close?

20 October 2026, per the Federal Register notice published 21 August 2026 (document 2026-17183, file S7-2026-27).

How many rules has the SEC proposed in 2026?

The Federal Register lists 25 SEC documents under Proposed Rule from 1 January to 17 October 2026, of which 17 are proposed rules; the rest are joint requests for comment, a rescission, a concept release and a notice.

How do I comment on an SEC proposal?

Use the SEC's online comment form or email [email protected] with the file number (for example S7-2026-27) in the subject line. Comments are generally made public.

Is the SEC getting rid of the trade-through rule?

It has proposed to. The June 2026 proposal (2026-12163) would rescind Regulation NMS's trade-through rule and the locked and crossed quotation provisions for NMS stocks. Comments closed 17 August 2026.